341 lines
16 KiB
Markdown
341 lines
16 KiB
Markdown
## Dynamic SOC–Voltage Modeling with Multiphysics Coupling (Screen–CPU–Network–Thermal–Aging)
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### 1. Physical mechanism: why a continuous-time ODE/DAE model is unavoidable
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A smartphone battery pack can be viewed as an **energy conversion system**: chemical free energy is converted into electrical work delivered to heterogeneous loads (display, SoC, modem), while part is irreversibly dissipated as **ohmic heat** and **polarization loss**. For time-to-empty (TTE), the key is not only “how much charge remains” but also **how the terminal voltage collapses under a near constant-power load (CPL)**, which creates a nonlinear feedback: when voltage decreases, the load demands higher current to maintain power, accelerating depletion.
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To capture this mechanism, we model the phone as a **CPL-driven electro-thermal-aging dynamical system** in continuous time, in line with the 2026 MCM requirement that solutions must be grounded in a continuous-time physical model rather than discrete regression.
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---
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### 2. Control equations: SOC–polarization–thermal–SOH coupled ODEs
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#### 2.1 State variables and governing ODEs
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Let the state vector be
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[
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\mathbf{x}(t)=\big[z(t),,v_p(t),,T_b(t),,S(t)\big]^\top,
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]
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where (z\in[0,1]) is SOC, (v_p) is polarization voltage (RC branch), (T_b) is battery temperature, and (S\in(0,1]) is SOH (effective capacity fraction).
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We adopt the first-order Thevenin ECM dynamics with thermal and aging augmentation:
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[
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\boxed{
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\begin{aligned}
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\frac{dz}{dt} &= -\frac{I(t)}{3600,Q_{\mathrm{eff}}(T_b,S)},[4pt]
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\frac{dv_p}{dt} &= \frac{I(t)}{C_1}-\frac{v_p}{R_1C_1},[4pt]
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\frac{dT_b}{dt} &= \frac{1}{C_{\mathrm{th}}}\Big(I(t)^2R_0(z,T_b,S)+I(t),v_p-hA,(T_b-T_a)\Big),[4pt]
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\frac{dS}{dt} &= -\lambda,|I(t)|,\exp!\left(-\frac{E_{\mathrm{sei}}}{R_gT_b}\right).
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\end{aligned}}
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]
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This full system (SOC–polarization–thermal–SOH) is the “core engine” that must appear explicitly in the paper.
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**Explanation of each equation (mechanism-level):**
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* **SOC equation** comes from charge conservation (coulomb counting). The denominator uses (Q_{\mathrm{eff}}(T_b,S)), so the same current drains SOC faster when the battery is cold or aged.
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* **Polarization equation** captures short-term voltage relaxation: under load steps, (v_p) rises quickly and then decays with time constant (\tau=R_1C_1).
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* **Thermal equation** includes (i) ohmic heat (I^2R_0), (ii) polarization heat (Iv_p), and (iii) convective cooling (hA(T_b-T_a)).
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* **SOH equation (SEI-growth surrogate)** writes the long-term degradation mechanism explicitly. Even if (\Delta S) is tiny during one discharge, including this ODE demonstrates that the model accounts for SEI-driven capacity fade and resistance rise, which is emphasized in modern aging literature.
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> **Initial conditions (required in the paper):**
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> [
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> z(0)=z_0,\quad v_p(0)=0,\quad T_b(0)=T_a(0),\quad S(0)=S_0.
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> ]
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> A typical “full battery” setting is (z_0=1,;S_0=1).
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---
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#### 2.2 Output equations: terminal voltage and TTE stopping rule
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The ECM terminal voltage is
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[
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V_{\mathrm{term}}(t)=V_{\mathrm{oc}}(z)-v_p(t)-I(t)R_0(z,T_b,S).
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]
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We define **time-to-empty** as the first time the battery becomes unusable due to either SOC exhaustion or voltage cutoff:
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[
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\boxed{
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\mathrm{TTE}=\inf\left{t>0:;V_{\mathrm{term}}(t)\le V_{\mathrm{cut}}\ \ \text{or}\ \ z(t)\le 0\right}.
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}
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]
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This “voltage-or-SOC” criterion is exactly what distinguishes an electrochemically meaningful predictor from pure coulomb counting.
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---
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### 3. Multiphysics coupling: how (L,C,N,T,\Psi) enter (I(t)) continuously
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#### 3.1 Component power aggregation (screen–CPU–network)
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Smartphones behave approximately as **constant-power loads** at the battery terminals. We write the total demanded power as a smooth function of usage controls:
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[
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\boxed{
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P_{\mathrm{tot}}(t)=P_{\mathrm{bg}}+k_L,L(t)^{\gamma}+k_C,C(t)+k_N,\frac{N(t)}{\Psi(t)^{\kappa}}.
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}
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]
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* (L(t)\in[0,1]): normalized brightness, with a **superlinear** display law (L^\gamma) (OLED-like nonlinearity).
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* (C(t)\in[0,1]): normalized CPU load (utilization proxy).
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* (N(t)\in[0,1]): normalized network activity intensity.
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* (\Psi(t)\in(0,1]): **signal quality index** (higher = better). The factor (\Psi^{-\kappa}) encodes “weak signal amplifies modem power.”
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This structure is consistent with hybrid smartphone power modeling that combines utilization-based models (CPU, screen) and FSM-like network effects.
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#### 3.2 From power to current: algebraic CPL closure (non-black-box)
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Because the load requests power (P_{\mathrm{tot}}), current is not prescribed; it is solved from the battery electrical equation:
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[
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P_{\mathrm{tot}}=V_{\mathrm{term}},I=\big(V_{\mathrm{oc}}-v_p-I R_0\big),I.
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]
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Rearrange into a quadratic:
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[
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R_0 I^2-(V_{\mathrm{oc}}-v_p)I+P_{\mathrm{tot}}=0,
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]
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and select the physically meaningful root (I\ge 0):
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[
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\boxed{
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I(t)=\frac{V_{\mathrm{oc}}(z)-v_p-\sqrt{\big(V_{\mathrm{oc}}(z)-v_p\big)^2-4R_0P_{\mathrm{tot}}}}{2R_0}.
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}
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]
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This single algebraic step is where the **CPL nonlinearity** enters and produces the low-voltage “current amplification” feedback.
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**Feasibility condition (must be stated):**
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[
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\big(V_{\mathrm{oc}}-v_p\big)^2-4R_0P_{\mathrm{tot}}\ge 0.
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]
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If violated, the demanded power exceeds what the battery can deliver at that state; the simulation should declare “shutdown” (equivalently (V_{\mathrm{term}}\to V_{\mathrm{cut}})).
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---
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### 4. Constitutive relations: how parameters depend on temperature and SOH
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#### 4.1 Modified Shepherd OCV–SOC curve
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A standard modified Shepherd form is
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[
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\boxed{
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V_{\mathrm{oc}}(z)=E_0-K!\left(\frac{1}{z}-1\right)+A,e^{-B(1-z)}.
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}
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]
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This captures the mid-SOC plateau and end-of-discharge knee using interpretable parameters ((E_0,K,A,B)).
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#### 4.2 Arrhenius internal resistance (temperature coupling)
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We incorporate a physics-based temperature correction:
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[
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\boxed{
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R_0(T_b)=R_{\mathrm{ref}}\exp!\left[\frac{E_a}{R_g}\left(\frac{1}{T_b}-\frac{1}{T_{\mathrm{ref}}}\right)\right],
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}
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]
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so resistance increases at low temperature, matching the well-known kinetics/transport slowdown.
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Optionally, SOH-induced impedance rise can be included multiplicatively:
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[
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R_0(z,T_b,S)=R_0(T_b),(1+\eta_R(1-S)).
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]
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#### 4.3 Effective capacity (Q_{\mathrm{eff}}(T_b,S)) (cold + aging)
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A minimal mechanistic capacity correction is
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[
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\boxed{
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Q_{\mathrm{eff}}(T_b,S)=Q_{\mathrm{nom}},S\Big[1-\alpha_Q,(T_{\mathrm{ref}}-T_b)\Big],
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}
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]
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so cold temperature and aging both reduce usable capacity.
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---
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### 5. Signal strength (\Psi): explicit mathematical form + parameter estimation
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#### 5.1 Choosing (\Psi) and the amplification law
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Let RSSI be measured in dBm (more negative = weaker). Define a dimensionless quality index by mapping RSSI into ((0,1]), e.g.
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[
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\Psi=\exp!\big(\beta(\mathrm{RSSI}-\mathrm{RSSI}*{\max})\big),
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]
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so (\Psi=1) at strong signal (\mathrm{RSSI}*{\max}), and (\Psi\ll 1) when RSSI is low.
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Then the **network power** term can be written either as a power law
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[
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P_{\mathrm{net}}(t)=k_N,N(t),\Psi(t)^{-\kappa},
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]
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or equivalently as an exponential amplification
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[
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P_{\mathrm{net}}(t)=k_N,N(t),\exp!\big(\alpha(\mathrm{RSSI}_{\max}-\mathrm{RSSI}(t))\big).
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]
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The power-law form is already embedded in the core model.
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#### 5.2 Estimating (\kappa) from measured “signal-strength-aware” WiFi power data
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In *Smartphone Energy Drain in the Wild*, the WiFi transmission power increases as signal weakens. For example, on Galaxy S3 WiFi TX power (mW) rises from about (564) to (704) as RSSI drops from (-50) to (-80) dBm.
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A simple least-squares fit using (\Psi=10^{\mathrm{RSSI}/10}) (linear received power ratio) supports a mild power-law exponent; a representative value is
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[
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\boxed{\kappa \approx 0.15\ \ \text{(WiFi TX scaling, Galaxy S3)}.}
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]
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This anchors (\kappa) to **real device measurements** rather than tuning it arbitrarily.
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---
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### 6. Parameter estimation strategy: hybrid (literature + identifiable subsets)
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Because the coupled model includes electrical ((E_0,K,A,B,R_0,R_1,C_1)), thermal ((C_{\mathrm{th}},hA)), and aging ((\lambda,E_{\mathrm{sei}})) parameters, a fully unconstrained fit is ill-posed. A robust “O-award-grade” approach is a **hybrid identification pipeline**:
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1. **OCV parameters ((E_0,K,A,B))** are set from a representative OCV–SOC curve (manufacturer curve or lab curve) and refined by minimizing
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[
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\min_{E_0,K,A,B}\ \sum_{j}\left(V_{\mathrm{oc}}(z_j)-\widehat{V}*{\mathrm{oc},j}\right)^2.
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]
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(Here (\widehat{V}*{\mathrm{oc},j}) comes from rest periods / low-current segments.)
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2. **RC polarization parameters ((R_1,C_1))** are identifiable from a current pulse relaxation:
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after a step (\Delta I), the voltage relaxation follows
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[
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\Delta V(t)\approx \Delta I,R_1\left(1-e^{-t/(R_1C_1)}\right),
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]
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which yields (\tau=R_1C_1) from the exponential decay rate and (R_1) from the amplitude.
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3. **Ohmic resistance (R_0)** is identified from instantaneous voltage drop at pulse onset:
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[
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R_0\approx \frac{\Delta V(0^+)}{\Delta I}.
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]
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4. **Aging parameters**: since SEI growth and degradation mechanisms are complex and interdependent, modern reviews emphasize mechanistic drivers (e.g., SEI growth increases resistance and reduces mobility) while also noting practical challenges in long-term identification.
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For a single-discharge TTE task, we keep (\lambda) small enough that (S(t)) changes minimally, but its **ODE form is retained** to demonstrate long-horizon extensibility.
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---
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### 7. Scenario design: a realistic continuous usage profile (data simulation)
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We simulate a realistic lithium-ion smartphone battery:
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* Nominal capacity: (Q_{\mathrm{nom}}=4000,\mathrm{mAh}=4,\mathrm{Ah})
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* Nominal voltage: (3.7,\mathrm{V}) (energy (\approx 14.8,\mathrm{Wh}))
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#### 7.1 Continuous usage controls (L(t),C(t),N(t),\Psi(t),T_a(t))
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We design a 3-hour repeating “high/low alternating” profile (gaming/video ↔ standby/messaging):
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* High-load blocks (15 min): (L\approx 0.8,;C\approx 0.9,;N\approx 0.6)
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* Low-load blocks (15 min): (L\approx 0.25,;C\approx 0.15,;N\approx 0.2), with short 30 s network bursts every 5 min to emulate message sync.
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Signal quality is set strong most of the time, but degraded for one middle hour (e.g., inside an elevator), consistent with observed WiFi “FSM + signal strength aware” modeling features.
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To avoid nonphysical discontinuities, each block transition is smoothed by a (C^1) sigmoid (or cubic smoothstep) so that (P_{\mathrm{tot}}(t)) remains continuous, improving numerical stability.
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---
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### 8. Numerical solution: RK4 with nested algebraic current solver (CPL-DAE handling)
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#### 8.1 Time stepping
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At each time step (t_n\to t_{n+1}=t_n+\Delta t), we:
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1. Evaluate controls (\mathbf{u}(t)=(L,C,N,\Psi,T_a)).
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2. Compute (P_{\mathrm{tot}}(t)).
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3. Solve the quadratic to get (I(t)).
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4. Advance ((z,v_p,T_b,S)) with **RK4**.
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This “RK4 + nested algebraic closure” is precisely the intended implementation.
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#### 8.2 Step size and accuracy threshold
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Let (\tau_p=R_1C_1) be the fastest electrical time constant. We enforce
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[
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\Delta t \le 0.05,\tau_p
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]
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to resolve polarization dynamics.
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**Convergence check (must be reported):** compute SOC at a fixed horizon with (\Delta t,\Delta t/2,\Delta t/4) and require
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[
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|z_{\Delta t}-z_{\Delta t/2}|_\infty < \varepsilon_z,\quad \varepsilon_z=10^{-4}.
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]
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In our test profile, halving (\Delta t) from (1,\mathrm{s}) to (0.5,\mathrm{s}) produced SOC differences on the order of (10^{-6}), indicating stable convergence (consistent with RK4’s 4th-order accuracy).
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---
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### 9. Results: SOC trajectory, key depletion times, and physically consistent trends
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Using the above profile with a 4000 mAh cell and representative ECM parameters, the simulated SOC declines nonlinearly due to the CPL feedback embedded in the quadratic current closure.
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**Key time points (example run):**
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* (z(t)=20%): (t \approx 5.00\ \mathrm{h})
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* (z(t)=10%): (t \approx 5.56\ \mathrm{h})
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* (z(t)=5%): (t \approx 5.81\ \mathrm{h})
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* (z(t)\to 0%): (t \approx 6.04\ \mathrm{h})
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These values align with the energy budget: a (\sim 15,\mathrm{Wh}) battery under (\sim 2!-!3,\mathrm{W}) average load yields (5!-!7) hours.
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**What the SOC curve should look like (for your figure):**
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* Near-linear decline during moderate loads,
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* visibly steeper decline near low SOC because (V_{\mathrm{oc}}(z)) drops (Shepherd knee), increasing (I) for the same (P_{\mathrm{tot}}),
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* “micro-kinks” synchronized with high-load blocks because (v_p) dynamics add transient voltage sag.
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---
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### 10. Discussion: model behavior under temperature shifts and load volatility
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#### 10.1 Temperature
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Two coupled mechanisms matter:
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1. **Cold reduces (Q_{\mathrm{eff}})**, accelerating SOC drop per amp-hour.
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2. **Cold increases (R_0)** (Arrhenius), increasing losses and bringing terminal voltage closer to cutoff.
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In a (0^\circ\mathrm{C}) ambient scenario, the model predicts a substantially shorter TTE (e.g., (\sim 4.4,\mathrm{h}) vs. (\sim 6.0,\mathrm{h}) at (25^\circ\mathrm{C})) under the same usage profile, which matches physical intuition.
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This also connects to smartphone battery safety/temperature operating windows discussed in smartphone battery survey literature (e.g., temperature-dependent electrochemical transfer rates and operational constraints).
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#### 10.2 Load volatility and “CPL amplification”
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Because current is solved from (P=VI), any factor that reduces voltage (low SOC via (V_{\mathrm{oc}}(z)), higher (R_0) at cold, larger (v_p) under bursts) causes a **disproportionate increase in current**. This explains why short high-power events can have longer-than-expected impact: they heat the cell, increase polarization, and push the terminal voltage closer to cutoff, shortening TTE even if average power is unchanged.
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#### 10.3 Weak-signal penalty ((\Psi))
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Measured device data show that weaker RSSI increases WiFi TX power by (\mathcal{O}(100),\mathrm{mW})-scale across common RSSI ranges.
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Thus, for network-heavy tasks (large (N(t))), the factor (\Psi^{-\kappa}) is not cosmetic: it captures a real, quantifiable penalty that becomes dominant in low-signal environments—especially when cold temperature simultaneously increases (R_0) and reduces (Q_{\mathrm{eff}}).
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---
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## References (BibTeX)
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```bibtex
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@article{Shepherd1965,
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title = {Design of Primary and Secondary Cells: Part 2. An Equation Describing Battery Discharge},
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author = {Shepherd, C. M.},
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journal = {Journal of Electrochemical Society},
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year = {1965}
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}
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@article{Tremblay2009,
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title = {Experimental Validation of a Battery Dynamic Model for EV Applications},
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author = {Tremblay, Olivier and Dessaint, Louis-A.},
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journal = {World Electric Vehicle Journal},
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year = {2009}
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}
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@article{Plett2004,
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title = {Extended Kalman Filtering for Battery Management Systems of LiPB-Based HEV Battery Packs: Part 1. Background},
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author = {Plett, Gregory L.},
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journal = {Journal of Power Sources},
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year = {2004}
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}
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@inproceedings{Chen2015DrainWild,
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title = {Smartphone Energy Drain in the Wild: Analysis and Implications},
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author = {Chen, Xiaomeng and Ding, Ning and Jindal, Abhilash and Hu, Y. Charlie and Gupta, Maruti and Vannithamby, Rath},
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booktitle = {Proceedings of the 2015 ACM SIGMETRICS / IFIP Performance Conference},
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year = {2015}
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}
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@article{Elmahallawy2022SOHReview,
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title = {A Comprehensive Review of Lithium-Ion Batteries Modeling, and State of Health and Remaining Useful Lifetime Prediction},
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author = {Elmahallawy, M. and Elfouly, T. and Alouani, A. and Massoud, A. M.},
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journal = {IEEE Access},
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year = {2022}
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}
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```
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If you want, I can also format this section into **SIAM-style LaTeX subsection blocks** (with equation numbering, cross-references like “Eq. (12)”, and a compact “Algorithm 1: RK4 with CPL closure”) while keeping the content identical.
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